Retirement income education | Modern Edge Capital

Annuities Explained: Know the Benefits, Risks and Trade-offs Before You Decide

Can an annuity help turn part of your savings into dependable income, protect a portion from market declines, or provide a known interest rate? The answer depends on the type of contract and the job you need it to do.

Educational information. No obligation to purchase an annuity.

What is an annuity?

An annuity is a contract issued by an insurance company. Depending on the contract, it may credit interest, provide payments for a selected period, or offer income for life when a qualifying payout option or benefit is elected. Guarantees depend on the insurer's claims-paying ability and the contract terms.

The first useful distinction is timing: an immediate annuity generally begins income within a year, while a deferred annuity has an accumulation period before income begins, if income is elected. “Deferred” describes timing, not a separate promise of return. Fixed, MYGA, fixed indexed, registered index-linked and variable contracts can involve deferral.

Start with the planning question: Which expenses would you want covered regardless of market conditions, and how much of your savings must remain accessible? An annuity may be useful for one part of a plan. It is rarely a complete retirement plan by itself.

Compare the major types of annuities

The names sound similar, but their income terms, exposure to loss, interest formulas and access rules differ. Each card pairs a potential benefit with the main trade-off.

Index-linked interest

Fixed indexed annuity

Interest is credited under an index formula. A zero-percent floor for a covered strategy can protect against negative index crediting during the measurement period. Certain contracts offer optional lifetime income features.

Trade-off: You do not own the index or necessarily receive its full gain. Caps, participation rates, spreads, changing terms, rider costs and early exit charges may apply. Income guarantees are separate from cash value.

Defined index risk

Registered index-linked annuity (RILA)

A RILA links results in part to an index and may use a buffer or floor to define some downside exposure. It is a security.

Trade-off: Account value and principal can decline. Gains may be capped or limited, and early withdrawals can change the outcome. A buffer and a floor work differently.

Investment options

Variable annuity

Account value follows selected investment options, often called subaccounts. Some contracts offer optional income or death benefit riders.

Trade-off: Account value is exposed to market losses. Contract, investment and rider fees can be substantial, and surrender restrictions may apply.

Income now

Immediate annuity

A lump sum is converted into payments that generally begin within a year. A lifetime payout can help cover essential expenses for as long as the covered person or people live.

Trade-off: Once annuitized, you generally lose direct control of the premium. Life-only payments may end at death; survivor or refund options typically change the payment amount.

Known interest terms

Fixed annuity

The insurer credits interest at a fixed rate under the stated contract terms. It may fit money set aside for a defined purpose or period.

Trade-off: The rate may not keep pace with inflation. Renewal rates, surrender charges and market value adjustments, where applicable, matter.

Multi-year rate

MYGA

A multi-year guaranteed annuity is a fixed deferred annuity with a stated interest rate guaranteed for a specified term. A CD is a useful comparison for the rate period.

Trade-off: A MYGA is an insurance contract, not an FDIC-insured deposit. The renewal rate can change after the guarantee period, subject to contract minimums. The surrender period may differ from the rate period.

Prepared by Modern Edge Capital LLC for educational purposes. Product features and availability vary by insurer, state and contract. Last substantive review: September 2026.

Five trade-offs to review before buying or replacing an annuity

What income is guaranteed?

Why it matters: Income for life requires the applicable payout election or benefit, and an income base is often different from cash value.

Check the contract: Start date, payout amount, joint-life terms, rider fees and rules that could reduce the benefit.

How much can I access?

Why it matters: “Free withdrawal” does not mean tax free or penalty free. An early exit may return less than premium.

Check the contract: Surrender schedule, free-withdrawal formula, market value adjustment and net surrender value.

What upside do I give up?

Why it matters: Rate guarantees and index floors can come with lower or limited growth participation.

Check the contract: Fixed term, renewal rate, caps, participation rate, spread, dividends and whether terms may change.

What can I lose or pay?

Why it matters: RILAs and variable annuities can lose principal; other contracts can impose charges on early exit.

Check the contract: Worst-case index loss, investment risk, all fees, rider charges and insurer strength.

What happens at death and at tax time?

Why it matters: Beneficiary choices and tax treatment differ by funding source and payout selection.

Check the contract: Death benefit, survivor election, qualified versus nonqualified funding and withdrawal taxation.

Already own an annuity? A replacement can reset a surrender period, change guarantees, create charges or surrender a valuable benefit. Compare your existing contract and the proposed one side by side before acting.

How Modern Edge Capital approaches an annuity review

We begin with your retirement income gap and overall plan, then evaluate whether any annuity feature addresses a specific need.

Map your income

Review Social Security, pensions, spending needs, savings and the timing of withdrawals.

Set your limits

Identify the funds you need to keep liquid, your comfort with market risk and your priorities for a spouse or heirs.

Compare actual terms

If appropriate, compare contract guarantees, potential benefits, restrictions and costs alongside other planning choices.

Frequently asked questions about annuities

That depends on the purpose, contract and alternatives. A lifetime income feature may help address longevity risk; a fixed rate or index floor may serve a different purpose. Restrictions, fees, inflation, taxes and insurer strength must be considered in the context of your full plan.

A MYGA is a type of fixed deferred annuity that guarantees a stated interest rate for multiple years. Other fixed annuities may have different rate guarantee periods or renewal terms. Read both the interest and surrender provisions.

Yes, depending on the type and what happens. RILA and variable annuity values can decline with market or index results. A fixed or fixed indexed contract may also pay less than your premium if you exit early and surrender charges or market value adjustments apply. Contract guarantees depend on the issuing insurer.

No. You do not own the index through an FIA. Interest is determined by a contract formula, which may include a cap, participation rate or spread. Index dividends generally are not included in the credited index measure.

Some annuities can provide lifetime payments through annuitization or an applicable income benefit when its terms are satisfied. The payout, access to cash value, survivor protection and cost depend on the contract and election.

Tax treatment depends on whether the annuity is funded with qualified retirement money or after-tax funds, the type of payment, and your circumstances. Earnings from nonqualified deferred annuities are generally tax deferred until distributed, and early distributions may face additional tax. An annuity inside an IRA does not add a second layer of tax deferral. Consult a tax professional.

No. Annuities are insurance contracts. Their guarantees rely on the issuing insurer's claims-paying ability and applicable contract terms.

First compare the existing guarantees, surrender value, remaining charge period, rider benefits, tax implications and new contract terms. A newer product or a larger bonus does not by itself mean a replacement is beneficial.

Find out what role, if any, an annuity could play in your plan

In a complimentary introductory meeting, we can discuss your income goals, current accounts and questions. You can decide whether a more detailed contract comparison makes sense. There is no obligation to purchase a product.

Serving clients nationwide through virtual consultations, subject to applicable licensing and availability.

Important information and sources

Important information: This page is educational and is not individualized investment, insurance, tax or legal advice. Annuity terms vary by product and state. Guarantees are backed by the issuing insurance company’s claims-paying ability. Annuities are not bank deposits, are not FDIC insured, and may be subject to surrender charges, market value adjustments, fees and tax consequences. Securities products may lose value.